Effect of Bond Coat Surface Modification on Microstructure and Properties of Thermal Barrier Coatings

ZHANG Bin, CAI Yan, TIAN Kai, CHANG Zhendong, MU Rende

Surface Technology ›› 2026, Vol. 55 ›› Issue (19) : 62-70.

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Surface Technology ›› 2026, Vol. 55 ›› Issue (19) : 62-70. DOI: 10.16490/j.cnki.issn.1001-3660.2026.19.006
Special Topic—Advanced Thermal Barrier Coating Technologies and Applications for Advanced Aero-engines and Gas Turbines

Effect of Bond Coat Surface Modification on Microstructure and Properties of Thermal Barrier Coatings

  • ZHANG Bin1,2,3, CAI Yan1,2,3,*, TIAN Kai1,2,3, CHANG Zhendong1,2,3, MU Rende1,2,3
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Abstract

In this work, gradient shot-peening strengthening treatments of varying intensity were performed on vacuum-arc-deposited NiCrAlYSi bond coats. EB-PVD yttria-stabilized zirconia (YSZ) top coats were subsequently deposited to fabricate integrated thermal barrier coating (TBC) systems on IC10 nickel-based superalloy substrates. This study quantitatively revealed how shot-peening intensity regulated bond-coat surface status, interfacial features, bonding performance and cyclic oxidation resistance. It clarified the coupling mechanism among surface topography, thermally-grown oxide (TGO) evolution, brittle spinel oxide formation and stress-induced interfacial crack initiation, and determined the shot-peening process window compatible with EB-PVD ceramic top coats for practical engineering application.
Two types of IC10 superalloy specimens were prepared: ϕ25.4 mm×7 mm cylindrical samples for bonding-strength measurement and 30 mm×10 mm×1.5 mm plates for cyclic oxidation and microstructural characterization. NiCrAlYSi bond coats with thickness of 20-40 μm were deposited by vacuum arc plating at an arc current of 650 A and substrate bias of 20 V, followed by vacuum diffusion treatment at 900 ℃ for 3 h. Five gradient shot-peening groups were designed with AZB150 ceramic shots: 0 A (unpeened reference), 0.05-0.10 A, 0.10-0.15 A, 0.15-0.20 A and 0.20-0.25 A. Afterwards, 80-120 μm thick YSZ top coats were prepared via EB-PVD. A white-light interferometer was adopted to acquire surface roughness and three-dimensional profiles. Bonding strength was tested with an INSTRON 5882 tensile tester in accordance with the AETF68A standard. Cyclic oxidation tests were conducted at 1 100 ℃ following AETM189A; each cycle included 55 min high-temperature holding and 5 min air-cooling, and coating failure was defined by the normalized mass change ΔG ≤0. SEM-EDS operated at 15 kV was employed to characterize interfacial microstructures and elemental distributions across bond-coat/TGO interfaces.
Quantitative results showed that surface roughness varied non-monotonically with peening intensity. The unpeened sample exhibited a roughness of 1.82 μm. Moderate peening of 0.05-0.10 A compacted surface pores and flattens sharp protrusions, reducing roughness to 0.99 μm. Further increasing peening intensity regenerated severe surface undulation, and the roughness rebounded to 1.78 μm at 0.20-0.25 A. Bonding strength rose first and then declined, reaching a peak of 72.2 MPa under 0.10-0.15 A peening, which was 10% higher than 63.7 MPa of the original sample. Excessive peening introduced surface indentations and geometric discontinuities, which significantly deteriorated interfacial bonding performance.
In 1 100 ℃ cyclic oxidation tests, TBCs treated by 0.05-0.15 A shot peening achieved a service lifetime of 600-700 h. Their smooth interfaces facilitated uniform growth of protective α-Al2O3 dominated TGO layers. In comparison, samples subjected to high-intensity peening (0.20-0.25 A) only survived 400-500 h. After 300 thermal cycles, SEM-EDS verified the formation of brittle Ni-Cr-Al spinel mixed oxides within TGO. Severe interfacial undulations created additional oxygen diffusion pathways and generated stress-concentration sites. Under cyclic thermal loading, microcracks initiated, propagated and interconnected, eventually triggering large-area ceramic spallation. Distinct from previous researches merely focusing on residual-stress modification, this work proves that interfacial topography plays a dominant role. The optimal peening window for this TBC system is identified as 0.05-0.15 A. Smooth and dense bond-coat interfaces relieve stress concentration and restrain brittle-oxide formation, which is critical for improving high-temperature service reliability. This study provides quantitative experimental support for surface modification of aero-engine hot-section components.

Key words

thermal barrier coating / shot peening strengthening / surface roughness / bonding strength / cyclic oxidation / failure mechanism

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ZHANG Bin, CAI Yan, TIAN Kai, CHANG Zhendong, MU Rende. Effect of Bond Coat Surface Modification on Microstructure and Properties of Thermal Barrier Coatings[J]. Surface Technology. 2026, 55(19): 62-70

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Funding

The Frontier Exploration Project (KJ42250521); the Stable Support Project (KZ0C240599)
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