High-efficiency Chemical Mechanical Polishing of Stainless Bearing Steel with the Highly-dispersed Al2O3 Abrasive Slurry

TIAN Yiming, PENG Wumao, WANG Rongpei, LI Xinzhu, LI Xin, SHI Zhikang, ZHANG Shaohua, JIANG Liang, QIAN Linmao

Surface Technology ›› 2025, Vol. 54 ›› Issue (16) : 121-130.

PDF(10550 KB)
PDF(10550 KB)
Surface Technology ›› 2025, Vol. 54 ›› Issue (16) : 121-130. DOI: 10.16490/j.cnki.issn.1001-3660.2025.16.010
Precision and Ultra-precision Machining

High-efficiency Chemical Mechanical Polishing of Stainless Bearing Steel with the Highly-dispersed Al2O3 Abrasive Slurry

  • TIAN Yiming1, PENG Wumao1, WANG Rongpei1, LI Xinzhu1, LI Xin1, SHI Zhikang1, ZHANG Shaohua2,*, JIANG Liang1,*, QIAN Linmao1
Author information +
History +

Abstract

High-performance rolling bearings are fundamental mechanical components widely used in high-end equipment across aerospace, rail transportation, and precision manufacturing fields. In aerospace applications, improving the surface quality and reducing the surface roughness of bearings can enhance the bearing lifespan and ensure the high precision, longevity, and reliability of space moving parts. Stainless bearing steel, such as 9Cr18Mo, is commonly used to manufacture bearings in space moving parts. Currently, chemical mechanical polishing (CMP) technology is increasingly applied in the ultra-precision processing of the stainless bearing steel. SiO2 abrasives can achieve good surface quality and the material removal rate (MRR) is relatively low, indicating a need for further improvements in CMP efficiency. To address this, the work aims to introduce high-hardness Al2O3 abrasives to enhance mechanical action, along with hydrogen peroxide and oxalic acid to boost corrosion, particularly of chromium, so as to improve the CMP efficiency of 9Cr18Mo stainless bearing steel. Firstly, after extensive screening, sodium polyacrylate was selected as the dispersant for Al2O3 abrasives. The prepared Al2O3 abrasive suspension was characterized with a turbidity meter, a nanoparticle size and Zeta potential meter, and transmission electron microscopy. Subsequently, CMP experiments were conducted on 9Cr18Mo stainless bearing steel and an optical 3D surface profiler was utilized to measure the surface three-dimensional topography and the surface roughness of the polished samples. Scanning electron microscopy, energy-dispersive X-ray spectroscopy, and X-ray photoelectron spectroscopy were used to characterize the surface morphology and composition of the polished samples. The viscosity of the CMP slurry was measured with a rheometer. Experimental results indicated that adding 0.06wt.% to 0.1wt.% sodium polyacrylate to the 1wt.% Al2O3 abrasive suspension achieved excellent dispersibility, maintaining the turbidity parameter ƞTurbidity within ±5% and the Zeta potential between -40 mV and -50 mV. The dispersion mechanism was described as follows: adding an appropriate concentration of sodium polyacrylate enhanced electrostatic repulsion and steric hindrance between Al2O3 abrasives, achieving excellent dispersibility. Polishing 9Cr18Mo stainless bearing steel with the slurry containing highly dispersed Al2O3 abrasives, hydrogen peroxide of different concentrations, and oxalic acid showed that the MRR initially increased and then decreased with the increasing hydrogen peroxide concentration. With 0.2wt.% hydrogen peroxide, the maximum MRR reached 573 nm/min, which was 4.3 times that of the SiO2 abrasive slurry. The surface roughness Sa was 6.2 nm, and the surface was relatively smooth with no significant height difference between iron and chromium regions. The Al2O3 abrasive slurry could be used for rough polishing of 9Cr18Mo stainless bearing steel, in conjunction with the SiO2 abrasive slurry for fine polishing, ensuring the overall high efficiency of the entire polishing process. The polished sample surface primarily consisted of divalent iron oxides, trivalent iron oxides, and trivalent chromium oxides. The high-efficiency polishing mechanism of the highly-dispersed Al2O3 abrasive slurry was described as follows: on one hand, Al2O3 abrasives had sharp cutting edges and high hardness. Under the synergistic effect of hydrogen peroxide and oxalic acid, the sample surface film was relatively fragile, and thus the cutting depth of the Al2O3 abrasives was significant, even allowing a small number of cutting edges to penetrate the surface film and cut into the substrate. On the other hand, Al2O3 abrasives possessed multiple cutting edges, enabling simultaneous material removal along various cutting paths. The findings of this study can provide a high-efficiency polishing method for the ultra-precision processing of iron-based materials.

Key words

chemical mechanical polishing / Al2O3 / highly-dispersed / sodium polyacrylate / stainless bearing steel / high- efficiency

Cite this article

Download Citations
TIAN Yiming, PENG Wumao, WANG Rongpei, LI Xinzhu, LI Xin, SHI Zhikang, ZHANG Shaohua, JIANG Liang, QIAN Linmao. High-efficiency Chemical Mechanical Polishing of Stainless Bearing Steel with the Highly-dispersed Al2O3 Abrasive Slurry[J]. Surface Technology. 2025, 54(16): 121-130 https://doi.org/10.16490/j.cnki.issn.1001-3660.2025.16.010

References

[1] 王煜, 闫柯, 张进华. 我国高性能滚动轴承基础研究进展[J]. 中国基础科学, 2015, 17(6): 10-19.
WANG Y, YAN K, ZHANG J H.Progress of the 973 Project-Basic Research on High Performance Rolling Bearing[J]. China Basic Science, 2015, 17(6): 10-19.
[2] 卿涛, 周宁宁, 周刚, 等. 空间摩擦学在卫星活动部件轴系的应用研究现状及发展[J]. 润滑与密封, 2015, 40(2): 100-108.
QING T, ZHOU N N, ZHOU G, et al.Application Research Status and Development of Space Tribology in Shafting of Satellite Moving Parts[J]. Lubrication Engineering, 2015, 40(2): 100-108.
[3] REJITH R, KESAVAN D, CHAKRAVARTHY P, et al.Bearings for Aerospace Applications[J]. Tribology International, 2023, 181: 108312.
[4] BALAN M R, TUFESCU A, CRETU S S.A Case Study on Relation between Roughness, Lubrication and Fatigue Life of Rolling Bearings[J]. IOP Conference Series: Materials Science and Engineering, 2016, 147: 012013.
[5] UEDA T, MITAMURA N.Mechanism of Dent Initiated Flaking and Bearing Life Enhancement Technology under Contaminated Lubrication Condition. Part II: Effect of Rolling Element Surface Roughness on Flaking Resulting from Dents, and Life Enhancement Technology of Rolling Bearings under Contaminated Lubrication Condition[J]. Tribology International, 2009, 42(11/12): 1832-1837.
[6] XIA Z F, WU D, ZHANG X C, et al.Rolling Contact Fatigue Failure Mechanism of Bearing Steel on Different Surface Roughness Levels under Heavy Load[J]. International Journal of Fatigue, 2024, 179: 108042.
[7] 江亮, 郑佳昕, 彭武茂, 等. 空间基础零部件超精密抛光技术研究进展[J]. 表面技术, 2022, 51(12): 1-19.
JIANG L, ZHENG J X, PENG W M, et al.Research Progress of Ultra-Precision Polishing Technologies for Basic Components of Spacecraft[J]. Surface Technology, 2022, 51(12): 1-19.
[8] HE C L, ZHANG J, GENG K, et al.Advances in Ultra- Precision Machining of Bearing Rolling Elements[J]. The International Journal of Advanced Manufacturing Technology, 2022, 122(9): 3493-3524.
[9] LI Y Z.Microelectronic Applications of Chemical Mechanical Planarization[M]. Hoboken: John Wiley & Sons, Inc., 2007: 1-24.
[10] ZHAO D W, LU X C.Chemical Mechanical Polishing: Theory and Experiment[J]. Friction, 2013, 1(4): 306-326.
[11] CHENG J, HUANG S, LI Y, et al.RE (La, Nd and Yb) Doped CeO2 Abrasive Particles for Chemical Mechanical Polishing of Dielectric Materials: Experimental and Computational Analysis[J]. Applied Surface Science, 2020, 506: 144668.
[12] JIANG L, HE Y Y, LUO J B.Effects of pH and Oxidizer on Chemical Mechanical Polishing of AISI 1045 Steel[J]. Tribology Letters, 2014, 56(2): 327-335.
[13] JIANG L, HE Y Y, LUO J B.Chemical Mechanical Polishing of Steel Substrate Using Colloidal Silica-Based Slurries[J]. Applied Surface Science, 2015, 330: 487-495.
[14] KAO M J, HSU F C, PENG D X.Synthesis and Characterization of SiO2 Nanoparticles and Their Efficacy in Chemical Mechanical Polishing Steel Substrate[J]. Advances in Materials Science and Engineering, 2014, 2014(1): 691967.
[15] LIU J W, JIANG L, WU H Q, et al.5-Methyl-1H-Benzotriazole as an Effective Corrosion Inhibitor for Ultra- Precision Chemical Mechanical Polishing of Bearing Steel[J]. Journal of the Electrochemical Society, 2020, 167(13): 131502.
[16] LIU J W, JIANG L, QIAN L M.Achievement of Sub- Nanometer Surface Roughness of Bearing Steel via Chemical Mechanical Polishing with the Synergistic Effect of Heterocyclic Compounds Containing N and S[J]. Journal of Applied Electrochemistry, 2022, 52(2): 357-373.
[17] PENG W M, HUANG C P, ZHANG S H, et al.Achieving a Super-Smooth Surface of Stainless Bearing Steel with Chemical Mechanical Polishing via Controlling Corrosive Wear of Fe and Cr[J]. Journal of Solid State Electrochemistry, 2023, 27(2): 467-477.
[18] YIN F, HUA L, MAO H J, et al.Constitutive Modeling for Flow Behavior of GCr15 Steel under Hot Compression Experiments[J]. Materials & Design, 2013, 43: 393-401.
[19] ZHAO J, TANG D L, FENG X G, et al.Study on Vacuum Tribological Behavior of 9Cr18Mo Bearing Steel by PIII Combined with MS Surface Hybrid Modification Processes[J]. Materials Science Forum, 2018, 914: 124-131.
[20] 崔洪刚, 汪永超, 唐浩. 不锈钢CMP抛光液的研制[J]. 机械设计与制造, 2018(1): 73-75.
CUI H G, WANG Y C, TANG H.Study of CMP Polishing Slurry for Stainless Steel[J]. Machinery Design & Manufacture, 2018(1): 73-75.
[21] 王浩, 陈国美, 倪自丰, 等. 1, 2, 4-三氮唑和苯并三氮唑对316L不锈钢化学机械抛光的影响[J]. 金刚石与磨料磨具工程, 2021, 41(1): 83-88.
WANG H, CHEN G M, NI Z F, et al.Effect of 1, 2, 4- Triazole and Benzotriazole on Chemical-Mechanical Polishing of316L Stainless Steel[J]. Diamond & Abrasives Engineering, 2021, 41(1): 83-88.
[22] GARCÍA RODENAS L A, IGLESIAS A M, WEISZ A D, et al. Surface Complexation Description of the Dissolution of Chromium(Ⅲ) Hydrous Oxides by Oxalic Acid[J]. Inorganic Chemistry, 1997, 36(27): 6423-6430.
[23] BOUTENEL F, DUSSERRE G, AIMABLE A, et al.Rheophysical Study of Dispersed Alumina Suspensions[J]. Powder Technology, 2021, 393: 630-638.
[24] JIANG L, HE Y Y, YANG Y, et al.Chemical Mechanical Polishing of Stainless Steel as Solar Cell Substrate[J]. ECS Journal of Solid State Science and Technology, 2015, 4(5): P162-P170.
[25] LI S S, CHANDRA BISWAS M, FORD E.Dual Roles of Sodium Polyacrylate in Alginate Fiber Wet-Spinning: Modify the Solution Rheology and Strengthen the Fiber[J]. Carbohydrate Polymers, 2022, 297: 120001.
[26] WU D G, SHI Y W, LV K, et al.Tunable Viscoelastic Properties of Sodium Polyacrylate Solution via CO2-Responsive Switchable Water[J]. Molecules, 2021, 26(13): 3840.
[27] SANTHIYA D, SUBRAMANIAN S, NATARAJAN K A, et al.Surface Chemical Studies on the Competitive Adsorption of Poly(acrylic acid) and Poly(vinyl alcohol) Onto Alumina[J]. Journal of Colloid and Interface Science, 1999, 216(1): 143-153.
[28] WANG W T, ZHANG B G, SHI Y H, et al.Improvement in Dispersion Stability of Alumina Suspensions and Corresponding Chemical Mechanical Polishing Performance[J]. Applied Surface Science, 2022, 597: 153703.
[29] YI B, LI T J, YANG B G, et al.Surface Hydrophobization of Hydrogels via Interface Dynamics-Induced Network Reconfiguration[J]. Nature Communications, 2024, 15(1): 239.
[30] SCHEFFE J R, FRANCÉS A, KING D M, et al. Atomic Layer Deposition of Iron(III) Oxide on Zirconia Nanoparticles in a Fluidized Bed Reactor Using Ferrocene and Oxygen[J]. Thin Solid Films, 2009, 517(6): 1874-1879.
[31] BHARGAVA G, GOUZMAN I, CHUN C M, et al.Characterization of the "Native" Surface Thin Film on Pure Polycrystalline Iron: A High Resolution XPS and TEM Study[J]. Applied Surface Science, 2007, 253(9): 4322-4329.
[32] BRAINARD W A, WHEELER D R.An XPS Study of the Adherence of Refractory Carbide Silicide and Boride Rf- Sputtered Wear-Resistant Coatings[J]. Journal of Vacuum Science and Technology, 1978, 15(6): 1800-1805.
[33] BARROUX A, DUGUET T, DUCOMMUN N, et al.Combined XPS/TEM Study of the Chemical Composition and Structure of the Passive Film Formed on Additive Manufactured 17-4PH Stainless Steel[J]. Surfaces and Interfaces, 2021, 22: 100874.
[34] TAHERI P, WIELANT J, HAUFFMAN T, et al.A Comparison of the Interfacial Bonding Properties of Carboxylic Acid Functional Groups on Zinc and Iron Substrates[J]. Electrochimica Acta, 2011, 56(4): 1904-1911.
[35] TU S X, GUO Z F, SUN J H.Effect of Oxalic Acid on Potassium Release from Typical Chinese Soils and Minerals[J]. Pedosphere, 2007, 17(4): 457-466.
[36] LEE S O, TRAN T, JUNG B H, et al.Dissolution of Iron Oxide Using Oxalic Acid[J]. Hydrometallurgy, 2007, 87(3/4): 91-99.
[37] BALMER M E, SULZBERGER B.Atrazine Degradation in Irradiated Iron/Oxalate Systems: Effects of pH and Oxalate[J]. Environmental Science and Technology, 1999, 33(14): 2418-2424.
[38] KIM Y J, KWON O J, KANG M C, et al.Effects of the Functional Groups of Complexing Agents and Cu Oxide Formation on Cu Dissolution Behaviors in Cu CMP Process[J]. Journal of the Electrochemical Society, 2011, 158(2): H190.
[39] RAMAKRISHNAN S, JANJAM S V S B, PATRI U B, et al. Comparison of Dicarboxylic Acids as Complexing Agents for Abrasive-Free Chemical Mechanical Planarization of Copper[J]. Microelectronic Engineering, 2007, 84(1): 80-86.
[40] IHNFELDT R, TALBOT J B.Effect of CMP Slurry Chemistry on Copper Nanohardness[J]. Journal of the Electrochemical Society, 2008, 155(6): H412.
[41] WU Y, JIANG L, LI W H, et al.Two Material Removal Modes in Chemical Mechanical Polishing: Mechanical Plowing Vs. Chemical Bonding[J]. Friction, 2024, 12(5): 897-905.
[42] PATNAIK DURGUMAHANTI U S, SINGH V, VENKATESWARA RAO P. A New Model for Grinding Force Prediction and Analysis[J]. International Journal of Machine Tools and Manufacture, 2010, 50(3): 231-240.
[43] YUAN J L, B H L, LIN X, et al. Research on Abrasives in the Chemical-Mechanical Polishing Process for Silicon Nitride Balls[J]. Journal of Materials Processing Technology, 2002, 129(1/2/3): 171-175.
[44] PENG W M, JIANG L, HUANG C P, et al.Surface Roughness Evolution Law in Full-Aperture Chemical Mechanical Polishing[J]. International Journal of Mechanical Sciences, 2024, 277: 109387.

Funding

National Key R&D Program of China (2020YFA0711001); National Natural Science Foundation of China (51991373, 52235004); Fundamental Research Funds for the Central Universities (2682024CG007)
PDF(10550 KB)

Accesses

Citation

Detail

Sections
Recommended

/