机械密封织构化表面润滑-泄漏协调优化设计

李昆, 高云龙, 李晓莹, 史铠宾, 代松杰, 张辉

表面技术 ›› 2026, Vol. 55 ›› Issue (13) : 242-254.

PDF(7121 KB)
PDF(7121 KB)
表面技术 ›› 2026, Vol. 55 ›› Issue (13) : 242-254. DOI: 10.16490/j.cnki.issn.1001-3660.2026.13.021
摩擦磨损与润滑

机械密封织构化表面润滑-泄漏协调优化设计

  • 李昆1, 高云龙1, 李晓莹2, 史铠宾2, 代松杰2, 张辉2,*
作者信息 +

Lubrication-leakage Coordination Optimization of Mechanical Seals with Textured Surface

  • LI Kun1, GAO Yunlong1, LI Xiaoying2, SHI Kaibin2, DAI Songjie2, ZHANG Hui2,*
Author information +
文章历史 +

摘要

目的 为实现机械密封润滑性能与泄漏性能的协同提升,缓解传统设计中润滑增强与泄漏增加相互牵制的问题,从而提升其在高转速与长时稳定运行工况下的综合性能。方法 构建基于雷诺方程的动压润滑模型,选取圆形凹坑作为织构单元,通过权重系数kp将润滑与泄漏指标耦合为协调优化目标函数,并结合遗传算法对织构排布进行优化设计。以油膜承载力、摩擦系数与泄漏率为评价指标,系统研究kp、织构周期角与织构深度对性能的影响规律。随后采用飞秒激光加工制备织构化机械密封试样,开展摩擦磨损实验对仿真结果进行验证。结果 优化结果表明,在kp=0.5、周期角30°、织构深度5 µm条件下可获得综合性能较优的织构排布。仿真结果显示,相较非织构化表面,油膜承载力提升216.9%,摩擦系数降低58.3%。相较全织构排布,泄漏率降低75.9%。实验结果与仿真在参数变化趋势及优选方案上保持一致,验证了优化设计的有效性。结论 本研究建立了面向润滑与泄漏协同目标的织构优化设计框架,阐明了关键几何参数对机械密封性能的影响规律,所获优化方案具备加工可行性与工况稳定性,可为高性能机械密封的结构设计提供理论依据与实验支撑。

Abstract

Mechanical seals are indispensable components in modern fluid machinery systems, where their reliability and operational stability are of paramount importance, particularly in demanding application fields such as aerospace, petrochemicals, and advanced manufacturing. The primary function of mechanical seals is to prevent fluid leakage while ensuring adequate lubrication between the rotating and stationary rings at the sealing interface. However, an inherent design paradox still exists. Namely, improving lubrication by generating a thicker hydrodynamic fluid film often exacerbates leakage, whereas enhancing sealing tightness typically sacrifices lubrication quality and increases friction. Resolving this trade-off between lubrication and leakage is of critical significance for prolonging the service life of seals. With focuses on typical mechanical seal faces textured with circular dimples, this study proposes a coordinated design and optimization strategy that integrates hydrodynamic mechanisms with an intelligent algorithm. By establishing a hydrodynamic lubrication model based on the Reynolds equation, the hydrodynamic effect induced by micro-scale surface textures is accurately characterized. A genetic algorithm is employed to optimize the spatial distribution of the circular dimples on the seal face. To reduce the computational cost, the seal face is discretized into a one-twelfth sector model, and the presence or absence of a dimple at the grid nodes is encoded into binary genes. A multi-objective function is constructed by introducing a tunable weighting coefficient kp, achieving dynamic tuning between the enhancement of load-carrying capacity and the suppression of leakage. Optimization results indicate that the optimal distribution scheme is achieved at kp= 0.5, a texture depth of 5 µm, and a texture periodic angle of 30°. Under these optimal conditions, the fluid film load-carrying capacity of the optimized surface is enhanced by 216.9%, and the friction coefficient is reduced by 58.3% compared with the untextured smooth surface. Simultaneously, its leakage rate is drastically decreased by 75.9% compared with a fully textured configuration. Parametric analysis further reveals that excessively shallow textures fail to form effective micro-hydrodynamic converging wedges, thus providing insufficient hydrodynamic support, whereas excessively deep textures exacerbate flow losses and leakage. Adjusting the kp value flexibly guides the optimization algorithm to shift its objective focus between leakage control and load-carrying capacity enhancement. To validate the reliability of the numerical simulations, test specimens featuring both the optimized and reference texture distributions are fabricated using femtosecond laser micromachining technology. Tribological experiments are conducted on a customized test rig at a rotational speed of 8 000 r/min and a radial load of 170 N to measure the friction torque and leakage rate of the system. The experimental results demonstrate excellent agreement with the simulation predictions. Notably, compared with the fully textured configuration, the optimized textured specimen exhibits a 77.67% reduction in leakage rate alongside a significant decrease in friction torque. This fully substantiates the effectiveness of the proposed theoretical method and its robustness under complex operating conditions. In conclusion, this study provides an experimentally validated methodological framework for balancing lubrication and sealing performance in mechanical seals. Furthermore, the concept of integrating hydrodynamic modeling with intelligent optimization offers a generalizable design paradigm for resolving issues in other tribological systems characterized by strongly coupled and mutually constraining performance demands.

关键词

机械密封 / 表面织构 / 泄漏性能 / 润滑性能 / 协调优化

Key words

mechanical seal / surface texture / leakage performance / lubrication performance / coordinated optimization

引用本文

导出引用
李昆, 高云龙, 李晓莹, 史铠宾, 代松杰, 张辉. 机械密封织构化表面润滑-泄漏协调优化设计[J]. 表面技术. 2026, 55(13): 242-254
LI Kun, GAO Yunlong, LI Xiaoying, SHI Kaibin, DAI Songjie, ZHANG Hui. Lubrication-leakage Coordination Optimization of Mechanical Seals with Textured Surface[J]. Surface Technology. 2026, 55(13): 242-254
中图分类号: TH117   

参考文献

[1] 王长钊, 郝木明, 任宝杰, 等. 表面织构对航空发动机机械密封性能影响的实验研究[J]. 润滑与密封, 2025, 50(1): 61-67.
WANG C Z, HAO M M, REN B J, et al.Experimental Study on the Influence of Surface Textures on the Mechanical Seal Performance in Aeroengine[J]. Lubrication Engineering, 2025, 50(1): 61-67.
[2] YU X, WANG Z, CAI R.Application and Development of Hydrodynamic Mechanical Seal[J]. Fluid Machinery, 2005, 33(8): 28-32.
[3] 信琦, 蔚夺魁, 杜佳佳, 等. 航空涡扇发动机机械系统架构和技术综述[J]. 航空发动机, 2024, 50(4): 1-9.
XIN Q, WEI D K, DU J J, et al.Overview of Architecture and Technologies of Turbofan Engine Mechanical System[J]. Aeroengine, 2024, 50(4): 1-9.
[4] SANTHAPURAM R R, PHELAN C, ZOU M, et al.The Effect of Dimensional Parameters of Multi-Asperity Surfaces on Friction at the Nanoscale[J]. Computational Materials Science, 2021, 191: 110276.
[5] ZHANG X M, SHI J, WANG S P, et al.Leakage Model and Failure Factors Analysis of Mechanical Seals[C]//2016 IEEE 11th Conference on Industrial Electronics and Applications (ICIEA). Hefei: IEEE, 2016: 1359-1364.
[6] ZHAO W, JIN J, MENG X, et al.State of the Art and Development Trend of Mechanical Seal for Marine Equipment[J]. Tribology, 2019, 39(6): 792-802.
[7] 于博, 宋勇, 赵伟刚, 等. 非牛顿流体润滑表面织构端面机械密封性能分析[J]. 润滑与密封, 2024, 49(12): 152-159.
YU B, SONG Y, ZHAO W G, et al.Performance Analysis of Mechanical Seal with Surface Texture under Non-Newtonian Fluid Lubrication[J]. Lubrication Engineering, 2024, 49(12): 152-159.
[8] 王建磊, 门川皓, 赵伟刚, 等. 动静压机械密封的结构设计及端面槽型优化研究[J]. 机械工程学报, 2021, 57(9): 108-117.
WANG J L, MEN C H, ZHAO W G, et al.Research on Structural Design and End Face Slot of Optimization of Hydrodynamic and Hydrostatic Mechanical Seal[J]. Journal of Mechanical Engineering, 2021, 57(9): 108-117.
[9] 张辉, 刘洋, 王伟, 等. 织构化表面设计及其摩擦学应用[J]. 机械工程学报, 2019, 55(17): 85-93.
ZHANG H, LIU Y, WANG W, et al.Surface Texture Design and Its Tribological Application[J]. Journal of Mechanical Engineering, 2019, 55(17): 85-93.
[10] SASAKI S.Surface Texturing for Friction Control: A Review on Existing Technology and Prospects[J]. Tribology Online, 2024, 19(2): 105-120.
[11] 陈佳伟, 李晓莹, 郭世理, 等. 楔形亲油轨道-超疏水复合图案化表面液滴引导及润滑增效研究[J]. 表面技术, 2023, 52(11): 40-48.
CHEN J W, LI X Y, GUO S L, et al.Wedge-Shaped Oleophilic Track-Superhydrophobic Composite Patterned Surface for Droplet Guidance and Lubrication Synergy[J]. Surface Technology, 2023, 52(11): 40-48.
[12] ETSION I, BURSTEIN L.A Model for Mechanical Seals with Regular Microsurface Structure[J]. Tribology Transactions, 1996, 39(3): 677-683.
[13] 赵文静, 屠治荣, 孟祥铠, 等. 非规则V形表面织构化机械端面密封性能研究[J]. 化工学报, 2022, 73(10): 4585-4593.
ZHAO W J, TU Z R, MENG X K, et al.Effect of Irregular V-Shaped Surface Texture on the Performance of Mechanical Face Seal[J]. CIESC Journal, 2022, 73(10): 4585-4593.
[14] 王秀英, 李思远, 戴庆文, 等. 织构化机械密封的润滑与泄漏特性协调优化研究进展[J]. 表面技术, 2019, 48(8): 1-8.
WANG X Y, LI S Y, DAI Q W, et al.Research Progress in Coordinated Optimization of Lubrication and Leakage for Textured Mechanical Seals[J]. Surface Technology, 2019, 48(8): 1-8.
[15] ETSION I.A New Concept of Zero-Leakage Noncontacting Mechanical Face Seal[J]. Journal of Tribology, 1984, 106(3): 338-343.
[16] 李茂元, 吴玉国, 时礼平, 等. 微孔几何特征对密封端面动压润滑性能的影响[J]. 石河子大学学报(自然科学版), 2015, 33(4): 524-528.
LI M Y, WU Y G, SHI L P, et al.Effect of Micro-Dimple Geometric Characteristics on the Hydrodynamic Properties of Mechanical Face Seal[J]. Journal of Shihezi University (Natural Science), 2015, 33(4): 524-528.
[17] 王子起, 李双喜, 刘益江, 等. 泵用机械密封织构端面干摩擦磨损仿真及试验研究[J]. 机电工程, 2024, 41(5): 797-806.
WANG Z Q, LI S X, LIU Y J, et al.Simulation and Experimental Study of Dry Frictional Wear on the Textured Face of Mechanical Seals for Pump[J]. Journal of Mechanical & Electrical Engineering, 2024, 41(5): 797-806.
[18] COSTA H L, HUTCHINGS I M.Hydrodynamic Lubrication of Textured Steel Surfaces under Reciprocating Sliding Conditions[J]. Tribology International, 2007, 40(8): 1227-1238.
[19] LIU Z, LIU Y, LIU X F.Optimization Design of Main Parameters for Double Spiral Grooves Face Seal[J]. Science in China Series E: Technological Sciences, 2007, 50(4): 448-453.
[20] SUN J J, MA C B, YU Q P, et al.Numerical Analysis on a New Pump-out Hydrodynamic Mechanical Seal[J]. Tribology International, 2017, 106: 62-70.
[21] 丁雪兴, 陆俊杰, 张伟政, 等. 上游泵送机械密封两种优化槽形及性能的对比[J]. 兰州理工大学学报, 2015, 41(6): 74-78.
DING X X, LU J J, ZHANG W Z, et al.Comparison between Two Optimized Groove Configurations and Their Performance for Upstream Pumping Mechanical Seal[J]. Journal of Lanzhou University of Technology, 2015, 41(6): 74-78.
[22] 江锦波, 陈源, 徐奇超, 等. 干气密封螺旋槽衍生结构演变规律与工况适用性[J]. 摩擦学学报, 2018, 38(3): 264-273.
JIANG J B, CHEN Y, XU Q C, et al.Evolution Rule and Working Applicability of Typical Derived Structures of Spiral Groove Dry Gas Seal[J]. Tribology, 2018, 38(3): 264-273.
[23] WANG X Y, SHI L P, HUANG W, et al.A Multi-Objective Optimization Approach on Spiral Grooves for Gas Mechanical Seals[J]. Journal of Tribology, 2019, 141(2): 026001.
[24] WANG X Y, SHI L P, DAI Q W, et al.Multi-Objective Optimization on Dimple Shapes for Gas Face Seals[J]. Tribology International, 2018, 123: 216-223.
[25] WANG X Y, CHEN Y, DING K, et al.Comparison of Dimples and Grooves Based on Friction and Leakage Properties of Textured Mechanical Seals[J]. Industrial Lubrication and Tribology, 2023, 75(2): 184-189.
[26] NAKANO M, KORENAGA A, KORENAGA A, et al.Applying Micro-Texture to Cast Iron Surfaces to Reduce the Friction Coefficient under Lubricated Conditions[J]. Tribology Letters, 2007, 28(2): 131-137.
[27] MIAO C W, GUO Z W, YUAN C Q.An Experimental Study on Tribological Properties and Air Tightness of Co-Textured Cylinder Liner-Piston Ring on an Engine Tester[J]. Surface Topography: Metrology and Properties, 2021, 9(1): 015005.
[28] SHI L P, WANG X Y, SU X, et al.Comparison of the Load-Carrying Performance of Mechanical Gas Seals Textured with Microgrooves and Microdimples[J]. Journal of Tribology, 2016, 138(2): 021701.
[29] DOWSON D.A Generalized Reynolds Equation for Fluid-Film Lubrication[J]. International Journal of Mechanical Sciences, 1962, 4(2): 159-170.
[30] ZHANG H, LIU Y, HAFEZI M, et al.A Distribution Design for Circular Concave Textures on Sectorial Thrust Bearing Pads[J]. Tribology International, 2020, 149: 105733.
[31] MENG X K, TU Z R, MA Y, et al.Topology Optimization of Liquid Lubricating Zero-Leakage Mechanical Face Seals[J]. Tribology International, 2022, 169: 107490.
[32] HUPP S J.Defining the Role of Elastic Lubricants and Micro Textured Surfaces in Lubricated, Sliding Friction[D]. Cambridge: Massachusetts Institute of Technology, 2008: 20-25.
[33] 刘国华, 包宏, 李文超. 用MATLAB实现遗传算法程序[J]. 计算机应用研究, 2001, 18(8): 80-82.
LIU G H, BAO H, LI W C.A Genetic Algorithm in MATLAB[J]. Application Research of Computers, 2001, 18(8): 80-82.
[34] SABOLIC D.Introduction to Genetic Algorithm[J]. Energija (Croatia), 1999, 48(5): 333-345.
[35] 房鲁南. 跨尺度复合织构化端面机械密封密封性能研究[D]. 镇江: 江苏大学, 2020: 50-54.
FANG L N.Research on Sealing Performance of Mechanical Seal with Multi-Scale Composite Texture[D]. Zhenjiang: Jiangsu University, 2020: 50-54.
[36] 刘鹏飞. 考虑空化效应的水润滑动压织构轴承静态特性研究[D]. 南京: 东南大学, 2021: 54-57.
LIU P F.Study on Static Characteristics of Water- Lubricated Hydrodynamic Textured Bearing Considering Cavitation Effect[D]. Nanjing: Southeast University, 2021: 54-57.
[37] 刘旭洋. 密封端面织构技术在机械密封中的应用研究[D]. 西安: 西安石油大学, 2021: 30-32.
LIU X Y.Study on the Application of Seal End Texture Technology in Mechanical Seal[D]. Xi’an: Xi’an Shiyou University, 2021: 30-32.
[38] 樊汝凤, 赵欢, 任国哲, 等. 转子微织构对圆周石墨密封滑油泄漏流动特性影响[J]. 航空动力学报, 2025, 40(6): 94-106.
FAN R R F, ZHAO H, REN G Z, et al. Influence of Rotor Micro-Texture on Oil Leakage Flow Characteristics of Circular Graphite Seal[J]. Journal of Aerospace Power, 2025, 40(6): 94-106.

基金

国家自然科学基金面上项目(525752288); 校企合作横向科研项目((2024)224JS-0161)

PDF(7121 KB)

Accesses

Citation

Detail

段落导航
相关文章

/